1 - Client's Trading Name

2 - Client's Full Principal Trading Address

3 - Client's Business Telephone Number

4 - Client's Registered Office (if different / applicable)

5 - Legal Structure of the Business / Entity (e.g. Sole Trader, Partnership, Limited Company)

6 - When was the Business / Entity formed?

7 - Company Number or other Registration Number (if applicable)

8 - State the Law to which the entity is subject (i.e. Companies Act, Charities Act)

9 - Where is the Entities Consitution set up? (Please sent a copy for permanent file)

10 - Client's VAT Registration Number

11 - Client's Year End

12 - What are the Proposed Services required from Us?

13 - List (or send) the Names of those who control the Business / Entity (e.g. Directors, Partnets. Trustees etc).

14 - List (or send) the Names of the Senior Persons responsible for the day-to-day management of the Entity)

15 - List (or send) the Names of those who own the Business / Entity or any other Beneficial Owners

16 - If the beneficial owner is a legal entity detail the client’s ownership structure and who the ultimate beneficial owners are.

17 - List (or send) other Individuals exercising significant influence over the Business / Entity

18 - What is the nature of the Client’s Business / Activities/ Customers/ Suppliers?

19 - What are the key sources of Income and Capital?

20 - What is the scale of the Business / Entity Expected Transactions:

21 - a. Expected Turnover / Income:

22 - b. Typical Transaction Values:

23 - c. Expected Profit / Surplus:

24 - Overseas Connections (group companies, branches, major customers or suppliers, high risk third countries)?

25 - Other relevant information

26 - Surname and first name of the main beneficial owners of the company (shareholder PSC), their complete personal tax addresses, their telephone numbers and their e-mail addresses

All questions above have been answered truthfully and to the best of my knowledge.